Filing Details

Accession Number:
0001209191-10-059532
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-10 07:39:00
Reporting Period:
2010-12-08
Filing Date:
2010-12-10
Accepted Time:
2010-12-10 07:39:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1305294 Qlik Technologies Inc QLIK Services-Prepackaged Software (7372) 201643718
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1094065 G William Sorenson C/O Qlik Technologies Inc.
150 N. Radnor Chester Road
Radnor PA 19087
Cfo, Treasurer, Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-08 138,825 $1.65 238,825 No 4 M Direct
Common Stock Disposition 2010-12-08 138,825 $21.94 100,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-12-08 138,825 $0.00 138,825 $1.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
536,675 2018-09-30 No 4 M Direct
Footnotes
  1. These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of December 2, 2010 by and between the Issuer, the several underwriters and the selling stockholders identified therein.
  2. EDGAR restricts the share price listed in Item 4 on Table I to four decimal places. The actual share price is $21.93625.
  3. Exercisable with respect to 1/8 of the shares of stock which are subject to this option on March 30, 2009 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and 7/8 of the shares of stock which are subject to this option in equal increments quarterly over three and one-half years beginning on the date three (3) months from the Initial Vesting Date provided he remains continuously employed by the Issuer through the last day of each quarterly period.