Filing Details
- Accession Number:
- 0001209191-10-059531
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-10 07:37:00
- Reporting Period:
- 2010-12-08
- Filing Date:
- 2010-12-10
- Accepted Time:
- 2010-12-10 07:37:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1305294 | Qlik Technologies Inc | QLIK | Services-Prepackaged Software (7372) | 201643718 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1496286 | Anthony Deighton | C/O Qlik Technologies Inc. 150 N. Radnor Chester Road Radnor PA 19087 | Senior Vp Of Products | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-08 | 160,860 | $0.63 | 160,860 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-08 | 160,860 | $21.94 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-08 | 160,860 | $0.00 | 160,860 | $0.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 561,540 | 2015-01-16 | No | 4 | M | Direct |
Footnotes
- These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of December 2, 2010 by and between the Issuer, the several underwriters and the selling stockholders identified therein.
- EDGAR restricts the share price listed in Item 4 on Table I to four decimal places. The actual share price is $21.93625.
- Exercisable with respect to 1/4 of the shares of stock which are subject to this option on June 30, 2006 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and 3/4 of the shares of stock which are subject to this option in equal increments quarterly over three years beginning on the date (3) months from the Initial Vesting Date provided he remains continuously employed by the Issuer through the last day of each quarterly period.
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