Filing Details
- Accession Number:
- 0000354707-10-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-09 19:34:47
- Reporting Period:
- 2010-12-08
- Filing Date:
- 2010-12-09
- Accepted Time:
- 2010-12-09 19:34:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
354707 | Hawaiian Electric Industries Inc | HE | Electric Services (4911) | 990208097 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1193241 | H Constance Lau | P.o. Box 730 Honolulu HI 96808-0730 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-08 | 40,000 | $17.96 | 281,186 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-12-08 | 9,408 | $0.00 | 290,594 | No | 4 | A | Direct | |
Common Stock | Disposition | 2010-12-08 | 700 | $22.18 | 289,894 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-08 | 200 | $22.17 | 289,694 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-08 | 200 | $22.16 | 289,494 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-08 | 2,300 | $22.15 | 287,194 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-08 | 400 | $22.14 | 286,794 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-08 | 100 | $22.13 | 286,694 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-08 | 500 | $22.12 | 286,194 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-08 | 600 | $22.11 | 285,594 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-08 | 200 | $22.10 | 285,394 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-08 | 2,300 | $22.09 | 283,094 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-08 | 2,200 | $22.08 | 280,894 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-08 | 1,200 | $22.07 | 279,694 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-08 | 1,200 | $22.06 | 278,494 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-08 | 1,700 | $22.05 | 276,794 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-08 | 200 | $22.04 | 276,594 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-08 | 600 | $22.03 | 275,994 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-08 | 1,100 | $22.02 | 274,894 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-08 | 4,405 | $22.01 | 270,489 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-08 | 20,595 | $22.00 | 249,894 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-12-08 | 40,000 | $0.00 | 40,000 | $17.96 |
Common Stock | Dividend Equivalent Rights | Acquisiton | 2010-12-08 | 9,408 | $0.00 | 9,408 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-04-23 | No | 4 | M | Direct | |
0 | 2011-04-23 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 83 | Indirect | By 401k |
Common Stock | 7,512 | Indirect | By custodian for children |
Footnotes
- Shares acquired as dividend equivalents pursuant to the terms of the Stock Option and Incentive Plan for the period 5/10/01 - 2/16/05 with a range in price of $17.995 to $28.805 (price accommodating 2-for-1 split).
- Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.
- Represents shares held in the form of stock units in the HEI Common Stock fund pursuant to the Hawaiian Electric Industries Retirement Savings Plan as of December 6, 2010.
- Settlement of dividend equivalent rights in connection with exercise of option. The rights accrued when and as dividends were paid on HEI Comon Stock and became exercisable proportionately with the option to which they related. Each dividend equivalent right is the economic equivalent of one share of HEI Comon Stock. $11.49 was also paid to the holder to settle a fractional dividend equivalent right of 0.5214.
- The option vested in four equal installments on April 23, 2002, April 23, 2003, April 23, 2004 and April 23, 2005.