Filing Details
- Accession Number:
- 0001209191-10-044604
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-31 16:42:26
- Reporting Period:
- 2010-08-27
- Filing Date:
- 2010-08-31
- Accepted Time:
- 2010-08-31 16:42:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1132484 | Netezza Corp | NZ | Electronic Computers (3571) | 043527320 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1404873 | Jr J Patrick Scannell | C/O Netezza Corporation 26 Forest Street Marlborough MA 01752 | Cfo & Sr. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-27 | 7,500 | $2.50 | 45,000 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-08-27 | 88,750 | $6.70 | 133,750 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-27 | 96,250 | $18.75 | 37,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-08-27 | 7,500 | $0.00 | 7,500 | $2.50 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-08-27 | 88,750 | $0.00 | 88,750 | $6.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,000 | 2016-02-01 | No | 4 | M | Direct | |
107,791 | 2017-02-14 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 15, 2010.
- The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $18.97 to $19.21 per share. The reporting person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Represents partial exercise of an option to purchase an aggregate of 150,000 shares granted by the issuer pursuant to its 2000 Stock Incentive Plan on February 20, 2006. This option is currently vested as to 135,000 shares, and will vest as to 7,500 additional shares on November 1, 2010 and at the end of each successive three-month period thereafter, through and including February 1, 2011.
- Represents partial exercise of an option to purchase an aggregate of 200,000 shares granted by the issuer pursuant to its 2000 Stock Incentive Plan on February 14, 2007. This option is currently vested as to 140,000 shares, and will vest as to 10,000 additional shares on November 1, 2010 and at the end of each successive three-month period thereafter, through and including February 1, 2012.