Home > Insider Trading > Filing (0001179110-10-017227)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
837173	Walter Energy Inc.	WLT	Bituminous Coal & Lignite Mining (1220)	133429953

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1159996	G Bernard Rethore	6929 N. Hayden Rd., Suite C4-401 Scottsdale AZ 85250		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-12-07	2,887	$32.23	5,403	No	4	M	Direct
Common Stock	Acquisiton	2010-12-07	5,773	$26.18	11,176	No	4	M	Direct
Common Stock	Acquisiton	2010-12-07	5,773	$63.64	16,949	No	4	M	Direct
Common Stock	Acquisiton	2010-12-07	1,162	$24.76	18,111	No	4	M	Direct
Common Stock	Disposition	2010-12-07	15,595	$115.24	2,516	No	4	S	Direct
Common Stock	Disposition	2010-12-07	661	$115.03	1,855	No	4	S	Direct
Common Stock	Disposition	2010-12-07	10,000	$115.53	4,000	No	4	S	Indirect	Held in family trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	Held in family trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-qualified stock option	Disposition	2010-12-07	2,887	$115.24	2,887	$32.23
Common Stock	Non-qualified stock option	Disposition	2010-12-07	5,773	$115.24	5,773	$26.18
Common Stock	Non-qualified stock option	Disposition	2010-12-07	5,773	$115.24	5,773	$63.64
Common Stock	Non-qualified stock option	Disposition	2010-12-07	1,162	$115.24	1,162	$24.76

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2016-04-26	No	4	M	Direct
0	2017-04-25	No	4	M	Direct
2,886	2018-04-23	No	4	M	Direct
2,322	2019-04-23	No	4	M	Direct

Footnotes

Options vest in 3 equal annual installments beginning 4/26/07.
Options vest in 3 equal annual installments beginning 4/25/08.
Options vest in 3 equal annual installments beginning 4/23/09.
Options vest in 3 equal annual installments beginning 4/23/10.
Represents the weighted average purchase price for price increments ranging from $115.20 to $115.41. The Reporting Person will undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average purchase price for price increments ranging from $115.49 to $115.79. The Reporting Person will undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.