Filing Details
- Accession Number:
- 0001225208-10-026668
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-09 15:53:34
- Reporting Period:
- 2010-12-02
- Filing Date:
- 2010-12-09
- Accepted Time:
- 2010-12-09 15:53:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1416062 | L Jay Allen | 211 Main Street San Francisco CA 94105 | Evp - Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-02 | 17,545 | $8.76 | 34,322 | No | 4 | A | Indirect | by Trust |
| Common Stock | Disposition | 2010-12-02 | 17,545 | $16.00 | 16,777 | No | 4 | S | Indirect | by Trust |
| Common Stock | Acquisiton | 2010-12-08 | 17,545 | $8.76 | 34,322 | No | 4 | A | Indirect | by Trust |
| Common Stock | Disposition | 2010-12-08 | 500 | $16.51 | 33,822 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2010-12-08 | 17,045 | $16.50 | 16,777 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | A | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2010-12-02 | 17,545 | $0.00 | 17,545 | $8.76 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2010-12-08 | 17,545 | $0.00 | 17,545 | $8.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,091 | 2007-12-15 | 2011-09-30 | No | 4 | M | Direct |
| 17,546 | 2007-12-15 | 2011-09-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 17,655 | Direct | |
| Common Stock | 333 | Indirect | by ESPP |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2010.
Billionaire Hedge Funds
