Filing Details
- Accession Number:
- 0001246360-10-004034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-09 15:40:07
- Reporting Period:
- 2010-12-07
- Filing Date:
- 2010-12-09
- Accepted Time:
- 2010-12-09 15:40:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1388866 | Martin Thomas | 1201 South Second Street Milwaukee WI 53204 | Sr. Vp Operations & Eng. Svcs. | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-07 | 1,440 | $0.00 | 19,507 | No | 4 | A | Direct | |
Common Stock | Disposition | 2010-12-09 | 1,026 | $69.75 | 18,481 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2010-12-07 | 23,600 | $69.57 | 23,600 | $69.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,600 | 2011-12-07 | 2020-12-07 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 440 | Indirect | By Savings Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Share Equivalents | $0.00 | 247 | 247 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
247 | 247 | Indirect |
Footnotes
- Includes shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/31/2010.
- Each unit is the economic equivalent of one share of Company common stock.
- The share equivalents are payable in cash upon retirement or after termination of employment.
- The share equivalents are payable in cash upon retirement or after termination of employment.
- Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 10/31/2010.
- The option vests in three substantially equal annual installments beginning on the date exercisable.
- Restricted stock award under the Company's 2008 Long Term Incentives Plan.
- Sale of shares pursuant to Rule 10b5-1 trading plan to cover taxes due on restricted stock that vested on 12/08/2010.
- Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $69.751 to $69.758. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- 7,140 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.