Filing Details
- Accession Number:
- 0001209191-10-059340
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-09 15:06:47
- Reporting Period:
- 2010-12-08
- Filing Date:
- 2010-12-09
- Accepted Time:
- 2010-12-09 15:06:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1289592 | Tower Group Inc. | TWGP | Fire, Marine & Casualty Insurance (6331) | 133894120 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1306353 | H Michael Lee | 120 Broadway, 31St Floor New York NY 10271 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock-Par Value @ $0.01 Per Share | Acquisiton | 2010-12-08 | 94,500 | $8.50 | 3,366,216 | No | 4 | A | Direct | |
Common Stock-Par Value @ $0.01 Per Share | Disposition | 2010-12-08 | 94,500 | $26.25 | 3,271,716 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-12-08 | 94,500 | $0.00 | 94,500 | $8.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
608,505 | 2009-09-29 | 2014-09-29 | No | 4 | M | Direct |