Filing Details
- Accession Number:
- 0001185185-10-001441
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-09 15:01:20
- Reporting Period:
- 2008-07-08
- Filing Date:
- 2010-12-09
- Accepted Time:
- 2010-12-09 15:01:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1083922 | Aurasource Inc. | ARAO | Oil & Gas Field Exploration Services (1382) | 680427395 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1507384 | Hongliang Liu | C/O Aurasource, Inc. 1490 S. Price Road, Suite 219 Chandler AZ 85286 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2008-07-08 | 19,426,500 | $200,000.00 | 19,426,500 | No | 4 | P | Indirect | By Mongsource USA, LLC |
Common Stock | Acquisiton | 2008-08-04 | 100,000 | $0.00 | 100,000 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2009-05-28 | 1,100,000 | $0.00 | 1,200,000 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2009-11-02 | 100,000 | $0.00 | 1,300,000 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2009-06-22 | 1,451,275 | $0.00 | 2,751,275 | No | 4 | J | Direct | |
Common Stock | Disposition | 2009-06-22 | 17,499,650 | $0.00 | 1,926,850 | No | 4 | J | Indirect | By Mongsource USA, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Mongsource USA, LLC |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Indirect | By Mongsource USA, LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2009-01-01 | 20,000 | $0.00 | 20,000 | $3.50 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-04-01 | 20,000 | $0.00 | 20,000 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2019-01-01 | No | 4 | A | Direct | |
20,000 | 2020-04-01 | No | 4 | A | Direct |
Footnotes
- The shares are held by Mongsource USA, LLC, of which the reporting person is Managing Director. The reporting person disclaims beneficial ownership of the shares held by Mongsource USA, LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- Received as compensation for services provided to the issuer.
- Received from a distribution made by MongSource USA, LLC, of which the reporting person is a member.
- Distribution of shares by MongSource USA, LLC to its members.
- The stock options vest in quarterly installments of 5,000 shares over a period of one year, with the first installment vesting on the three month anniversary of the grant date.