Filing Details
- Accession Number:
- 0001209191-10-059232
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-08 18:57:21
- Reporting Period:
- 2010-12-07
- Filing Date:
- 2010-12-08
- Accepted Time:
- 2010-12-08 18:57:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 948708 | Smith Micro Software Inc | SMSI | Services-Prepackaged Software (7372) | 330029027 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251368 | Jr W William Smith | 51 Columbia Aliso Viejo CA 92656 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-07 | 7,769 | $15.16 | 1,833,115 | No | 4 | S | Indirect | The William W. Smith Jr. Revocable Trust |
| Common Stock | Disposition | 2010-12-08 | 43,529 | $15.16 | 1,833,115 | No | 4 | S | Indirect | The William W. Smith Jr. Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | The William W. Smith Jr. Revocable Trust |
| No | 4 | S | Indirect | The William W. Smith Jr. Revocable Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 628,608 | Direct | |
| Common Stock | 24,000 | Direct |
Footnotes
- Held in the William W. Smith, Jr. IRA
Billionaire Hedge Funds
