Filing Details
- Accession Number:
- 0001012975-10-000417
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-08 18:05:19
- Reporting Period:
- 2010-12-06
- Filing Date:
- 2010-12-08
- Accepted Time:
- 2010-12-08 18:05:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1333170 | Nxstage Medical Inc. | NXTM | Electromedical & Electrotherapeutic Apparatus (3845) | 043454702 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192212 | Philippe Chambon | C/O New Leaf Venture Partners 7 Times Square, Suite 3502 New York NY 10036 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-06 | 4,170 | $5.50 | 4,245,644 | No | 4 | X | Indirect | See footnotes |
Common Stock | Disposition | 2010-12-07 | 168,975 | $23.20 | 4,076,669 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (right to buy) | Disposition | 2010-12-06 | 5,619 | $0.00 | 4,170 | $5.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-08-01 | 2013-05-28 | No | 4 | X | Indirect |
Footnotes
- See Footnote 1 in Exhibit 99.1
- See Footnote 2 in Exhibit 99.1
- See Footnote 3 in Exhibit 99.1
- See Footnote 4 in Exhibit 99.1
- See Footnote 5 in Exhibit 99.1