Filing Details

Accession Number:
0001104659-10-061768
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-08 17:36:20
Reporting Period:
2010-12-06
Filing Date:
2010-12-08
Accepted Time:
2010-12-08 17:36:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138639 Infinera Corp INFN Telephone & Telegraph Apparatus (3661) 770560433
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1116230 Dan Maydan C/O Infinera Corporation
169 Java Drive
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-06 58,333 $7.45 58,333 No 4 M Direct
Common Stock Disposition 2010-12-06 58,333 $9.31 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified stock option (right to buy) Disposition 2010-12-06 58,333 $0.00 58,333 $7.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
41,667 2019-08-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 54,597 Indirect See footnote
Common Stock 13,803 Indirect See footnote
Footnotes
  1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2010.
  2. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $9.30 to $9.355 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  3. Excludes an aggregate of 4,297 shares previously reported as held directly by the Maydan Marital Share One UAD 05/06/00 for which the Reporting Person serves as trustee (the "Maydan UAD 05/06/00") which were re-registered on various dates between August 27, 2009 and August 5, 2010 and are now held directly by the Dan Maydan 1981 Marital Share 1 U/A DTD 03/26/81 for which the Reporting Person serves as Trustee (the "Maydan 1981 Trust").
  4. Shares held directly by the Maydan UAD 05/06/00.
  5. Includes an aggregate of 4,297 shares previously reported as held directly by the Maydan UAD 05/06/00 which were re-registered on various dates between August 27, 2009 and August 5, 2010 and are now held directly by the Maydan 1981 Trust.
  6. Shares held directly by the Maydan 1981 Trust.
  7. The option, representing a right to purchase a total of 100,000 shares, vests in twenty-four equal monthly installments beginning on September 10, 2009.