Filing Details
- Accession Number:
- 0001213184-10-000070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-07 20:51:11
- Reporting Period:
- 2010-12-03
- Filing Date:
- 2010-12-07
- Accepted Time:
- 2010-12-07 20:51:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
225263 | Newport Corp | NEWP | Laboratory Apparatus & Furniture (3821) | 940849175 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1213190 | J Robert Phillippy | 1791 Deere Avenue Irvine CA 92606 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-03 | 30,000 | $13.16 | 205,395 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-03 | 30,000 | $16.00 | 175,395 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option (right to buy) | Disposition | 2010-12-03 | 30,000 | $0.00 | 30,000 | $13.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-09-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 31,714 | Indirect | Held in family trust |
Footnotes
- Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on March 17, 2010.
- Shares are held by reporting person and his spouse as trustees of a family trust.
- Option vested in full on September 18, 2005.