Filing Details
- Accession Number:
- 0001140361-10-048703
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-07 18:59:55
- Reporting Period:
- 2010-12-06
- Filing Date:
- 2010-12-07
- Accepted Time:
- 2010-12-07 18:59:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1125920 | Shutterfly Inc | SFLY | Services-Photofinishing Laboratories (7384) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1376445 | T Jeffrey Housenbold | C/O Shutterfly Inc 2800 Bridge Parkway Suite 101 Redwood City CA 94065 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-06 | 39,500 | $5.50 | 132,111 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-06 | 39,500 | $35.09 | 92,611 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-07 | 93,710 | $5.50 | 186,321 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-07 | 59,246 | $35.74 | 127,075 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-07 | 34,464 | $36.13 | 92,611 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-06 | 39,500 | $0.00 | 39,500 | $5.50 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-07 | 93,710 | $0.00 | 93,710 | $5.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 808,681 | 2015-01-16 | No | 4 | M | Direct | |
| 714,971 | 2015-01-16 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2009.
- Represents the weighted average sales price per share. The prices actually received ranged from $34.80 to $35.32 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Represents the weighted average sales price per share. The prices actually received ranged from $35.01 to $36.006 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Represents the weighted average sales price per share. The prices actually received ranged from $36.01 to $36.68 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Option vests as to 25% of the shares subject to the grant on January 17, 2006, and as to an additional 1/48th of the total number of shares subject to the grant at the end of each full month thereafter.
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