Filing Details
- Accession Number:
- 0001181431-10-060019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-07 18:40:13
- Reporting Period:
- 2010-12-03
- Filing Date:
- 2010-12-07
- Accepted Time:
- 2010-12-07 18:40:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1138951 | Leapfrog Enterprises Inc | LF | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 954700094 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1045218 | R Michael Milken | 1250 Fourth Street Santa Monica CA 90401 | No | No | Yes | No | |
1261505 | J Lowell Milken | 1250 Fourth Street Santa Monica CA 90401 | No | No | No | Yes | |
1271126 | Et Holdings Llc | 1250 Fourth Street Santa Monica CA 90401 | No | No | No | Yes | |
1275753 | Hampstead Associates Llc | 1250 Fourth Street Santa Monica CA 90401 | No | No | No | Yes | |
1275754 | Knowledge Universe Llc | 1250 Fourth Street Santa Monica CA 90401 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $.0001 Par Value | Acquisiton | 2010-12-03 | 106,288 | $0.00 | 106,288 | No | 4 | C | Direct | |
Class A Common Stock, $.0001 Par Value | Disposition | 2010-12-03 | 106,288 | $5.98 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, $.0001 Par Value | Class B Common Stock, $.0001 par value | Disposition | 2010-12-03 | 106,288 | $0.00 | 106,288 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
579,928 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock, $.0001 Par Value | 315,137 | Indirect | By Lowell J. Milken |
Class A Common Stock, $.0001 Par Value | 601,789 | Indirect | By Michael R. Milken |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock, $.0001 Par Value | Class B Common Stock, $.0001 par value | $0.00 | 521,335 | 521,335 | Indirect | ||
Class A Common Stock, $.0001 Par Value | Class B Common Stock, $.0001 par value | $0.00 | 5,039,937 | 5,039,937 | Indirect | ||
Class A Common Stock, $.0001 Par Value | Class B Common Stock, $.0001 par value | $0.00 | 11,579 | 11,579 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
521,335 | 521,335 | Indirect | |
5,039,937 | 5,039,937 | Indirect | |
11,579 | 11,579 | Indirect |
Footnotes
- Class B Common Stock is convertible into Class A Common Stock at any time on a one-for-one basis and has no expiration date.
- These shares are held of record by ET Holdings L.L.C., a Delaware limited liability company ("ET Holdings").
- These shares are held of record by Lowell J. Milken.
- These shares are held of record by Michael R. Milken.
- These shares are held of record by Hampstead Associates, L.L.C., a Delaware limited liability company ("Hampstead").
- Hampstead is the sole manager and the sole member of ET Holdings, and in such capacities may be deemed to have the power to direct the voting and disposition of, and to share beneficial ownership of, any securities owned of record by ET Holdings. Knowledge Universe LLC, a California limited liability company (formerly known as Ridgeview Associates, L.L.C.) ("KU"), is the manager and a member of Hampstead, and in such capacities may be deemed to have the power to direct the voting and disposition of, and to share beneficial ownership of, any securities owned of record by Hampstead. [Continued in Footnote 7]
- Messrs. Michael R. Milken and Lowell J. Milken may each be deemed to be a controlling person of each of Hampstead and KU, and in such capacities may be deemed to have the power to direct the voting and disposition of, and to share beneficial ownership of, any securities owned of record, or beneficially owned, by each of ET Holdings, Hampstead and KU, but each disclaims such beneficial ownership except to the extent of his pecuniary interest therein
- ET Holdings, Hampstead, KU, Michael R. Milken and Lowell J. Milken may be deemed to be a group. Each of ET Holdings, Hampstead, KU and Messrs. Michael R. Milken and Lowell J. Milken disclaims such group membership. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, or otherwise, that any one of ET Holdings, Hampstead, KU, Michael R. Milken or Lowell J. Milken is the beneficial owner of equity securities covered by this statement or any other statement that are beneficially owned, directly or indirectly, by any other person