Filing Details
- Accession Number:
- 0001181431-10-060017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-07 18:35:56
- Reporting Period:
- 2010-12-03
- Filing Date:
- 2010-12-07
- Accepted Time:
- 2010-12-07 18:35:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 836106 | Novellus Systems Inc | NVLS | Special Industry Machinery, Nec (3559) | 770024666 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1417778 | John Hertz | 4000 North First Street San Jose CA 95134 | Vp And Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-03 | 5,000 | $26.15 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-03 | 5,000 | $32.00 | 5,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non Qualified Stock Option (Right to Buy) | Disposition | 2010-12-03 | 5,000 | $0.00 | 5,000 | $26.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2017-12-13 | No | 4 | M | Direct |
Footnotes
- Securities were sold pursuant to a 10b5-1 Plan.
- Amount reported includes shares subject to unvested Restricted Stock Awards.
- The grant vests in four annual equal installments beginning December 13, 2008.
Billionaire Hedge Funds
