Filing Details
- Accession Number:
- 0001045567-10-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-07 17:32:19
- Reporting Period:
- 2010-12-03
- Filing Date:
- 2010-12-07
- Accepted Time:
- 2010-12-07 17:32:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062231 | American Axle & Manufacturing Holdings Inc | AXL | Motor Vehicle Parts & Accessories (3714) | 383161171 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1045567 | E Richard Dauch | One Dauch Drive Detroit MI 48211-1198 | Co-Founder, Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-03 | 42,300 | $2.81 | 101,792 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-06 | 7,200 | $2.81 | 108,992 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-06 | 108,000 | $11.50 | 6,804,305 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-06 | 17,578 | $11.51 | 6,786,727 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-06 | 10,677 | $11.53 | 6,776,050 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-06 | 6,925 | $11.54 | 6,769,125 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-06 | 64,820 | $11.55 | 6,704,305 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-06 | 108,000 | $11.75 | 6,596,305 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-06 | 2,017 | $11.79 | 6,594,288 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-06 | 97,983 | $11.80 | 6,496,305 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-07 | 108,000 | $12.00 | 6,388,305 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-07 | 16,950 | $12.05 | 6,371,355 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-07 | 29,807 | $12.06 | 6,341,548 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-07 | 1,600 | $12.08 | 6,339,948 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-07 | 27,543 | $12.10 | 6,312,405 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-07 | 19,500 | $12.23 | 6,292,905 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-07 | 4,600 | $12.24 | 6,288,305 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-07 | 67,397 | $12.25 | 6,220,908 | No | 4 | S | Indirect | By Family Trusts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-12-03 | 42,300 | $0.00 | 42,300 | $2.81 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-12-06 | 7,200 | $0.00 | 7,200 | $2.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 107,700 | 2019-01-06 | No | 4 | M | Direct | |
| 100,500 | 2019-01-06 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were efffected pursuant to a rule 10b5-1 trading plan adopted by the Sandra J. Dauch Gift Trust DTD May 25, 1998, Richard E. Dauch, Trustee, on March 10, 2010.
- The options vest in three approximately equal annual installments beginning January 6, 2010.
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