Filing Details
- Accession Number:
- 0001477501-10-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-07 17:28:13
- Reporting Period:
- 2010-12-03
- Filing Date:
- 2010-12-07
- Accepted Time:
- 2010-12-07 17:28:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050743 | Peapack Gladstone Financial Corp | PGC | Commercial Banks, Nec (6029) | 223537895 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236752 | R James Lamb | 190 Main Street Po Box 178 Gladstone NJ 07934 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-03 | 676 | $12.50 | 20,480 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-06 | 211 | $12.50 | 20,269 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-07 | 1,113 | $12.50 | 19,156 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2010-01-04 | 5,000 | $0.00 | 5,000 | $13.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2020-01-04 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,684 | Indirect | Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | $14.93 | 2011-03-08 | 4,074 | 4,074 | Direct | |
| Common Stock | Stock option (right to buy) | $27.51 | 2014-01-09 | 11,548 | 11,548 | Direct | |
| Common Stock | Stock option (right to buy) | $26.76 | 2017-01-03 | 2,310 | 2,310 | Direct | |
| Common Stock | Stock option (right to buy) | $23.40 | 2018-01-02 | 2,310 | 2,310 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-03-08 | 4,074 | 4,074 | Direct |
| 2014-01-09 | 11,548 | 11,548 | Direct |
| 2017-01-03 | 2,310 | 2,310 | Direct |
| 2018-01-02 | 2,310 | 2,310 | Direct |
Footnotes
- The options were exercisable in five equal annual installments on April 28, 1999, 2000, 2001, 2002 and 2003.
- The options were exercisable in five equal annual installments on January 9, 2005, 2006, 2007, 2008 and 2009. On December 8, 2005, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options.
- The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012.
- The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
- The options are exercisable in five equal annual installments on January 4, 2011, 2012, 2013, 2014 and 2015.
- Option grant has no purchase or sale price
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