Filing Details
- Accession Number:
- 0001184873-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-07 16:20:04
- Reporting Period:
- 2010-12-03
- Filing Date:
- 2010-12-07
- Accepted Time:
- 2010-12-07 16:20:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1007587 | Kvh Industries Inc | KVHI | Radio & Tv Broadcasting & Communications Equipment (3663) | 050420589 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184873 | Arent Heyningen Van Kits | Kvh Industries, Inc. 50 Enterprise Center Middletown RI 02842 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-03 | 12,500 | $10.54 | 273,058 | No | 4 | J | Direct | |
Common Stock | Disposition | 2010-12-03 | 12,500 | $13.58 | 260,558 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-06 | 9,375 | $9.87 | 269,933 | No | 4 | J | Direct | |
Common Stock | Disposition | 2010-12-06 | 9,375 | $13.50 | 260,558 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options-Right to Buy | Disposition | 2010-12-03 | 12,500 | $10.54 | 12,500 | $10.54 |
Common Stock | Employee Stock Options-Right to Buy | Disposition | 2010-12-06 | 9,375 | $9.87 | 9,375 | $9.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,500 | 2010-02-22 | 2011-02-22 | No | 4 | J | Direct |
3,125 | 2010-03-06 | 2012-03-06 | No | 4 | J | Direct |
Footnotes
- Shares acquired via the exercise of an expiring stock option pursuant to the terms & conditions of the company's 2003 Incentive & Non-qualified Stock Option Plan.
- Shares acquired via the exercise of an option pursuant to the terms & conditions of the company's 2006 Stock Incentive Plan.
- Exercise of an expiring stock option pursuant to the terms & conditions of the company's 2003 Incentive & Non-qualified Stock Option Plan.
- Date option fully vested.
- Represents total vested/unexercised options "beneficially owned".
- Exercise of an option pursuant to the terms & conditions of the company's 2006 Stock Incentive Plan.
- Date 75% of option vested.
- Represents total vested/unexercised options "beneficially owned".