Filing Details
- Accession Number:
- 0001235110-10-000226
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-07 16:03:59
- Reporting Period:
- 2010-12-06
- Filing Date:
- 2010-12-07
- Accepted Time:
- 2010-12-07 16:03:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 949373 | Einstein Noah Restaurant Group Inc | BAGL | Retail-Eating Places (5812) | 133690261 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1461542 | James O'reilly | C/O Einstein Noah Restaurant Group, Inc. 555 Zang Street, Suite 300 Lakewood CO 80228 | Chief Concept Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-06 | 2,000 | $6.21 | 2,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-06 | 2,000 | $13.04 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-07 | 2,000 | $6.21 | 2,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-07 | 196 | $13.05 | 1,804 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-07 | 1,403 | $13.07 | 401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-07 | 200 | $13.08 | 201 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-07 | 101 | $13.09 | 100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-07 | 100 | $13.10 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2010-12-06 | 2,000 | $0.00 | 2,000 | $6.21 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2010-12-07 | 2,000 | $0.00 | 2,000 | $6.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 39,384 | 2019-04-07 | No | 4 | M | Direct | |
| 37,384 | 2019-04-07 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The option vests in three equal annual installments beginning on April 8, 2010.
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