Filing Details
- Accession Number:
- 0001246360-10-003964
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-07 15:35:11
- Reporting Period:
- 2010-12-05
- Filing Date:
- 2010-12-07
- Accepted Time:
- 2010-12-07 15:35:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1305128 | M John Miller | 1201 South Second Street Milwaukee WI 53204 | Vp And Chief Ip Counsel | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-05 | 420 | $0.00 | 3,987 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-06 | 316 | $68.85 | 3,671 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Shares | Disposition | 2010-12-05 | 420 | $0.00 | 420 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-12-05 | 2010-12-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,856 | Indirect | By Savings Plan |
Footnotes
- Includes shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/31/2010.
- Each performance share represented a contingent right to receive one share of Company common stock (or the cash equivalent).
- Each performance share represented a contingent right to receive one share of Company common stock (or the cash equivalent).
- Sale of shares pursuant to Rule 10b5-1 trading plan to cover taxes due on restricted stock and performance shares that vested on 12/05/2010.
- 1,400 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.