Filing Details
- Accession Number:
- 0001265856-10-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-07 13:33:30
- Reporting Period:
- 2010-12-06
- Filing Date:
- 2010-12-07
- Accepted Time:
- 2010-12-07 13:33:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1050007 | Nutraceutical International Corp | NUTR | Medicinal Chemicals & Botanical Products (2833) | 870515089 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1265856 | J Cory Mcqueen | C/O Nutraceutical International Corp 1400 Kearns Blvd 2Nd Fl. Park City UT 84060 | Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-06 | 6,000 | $3.50 | 16,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-06 | 6,000 | $15.01 | 10,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-12-06 | 6,000 | $3.50 | 6,000 | $3.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-12-13 | No | 4 | M | Direct |
Footnotes
- Exercise of options expiring on December 13, 2011.
- The price shown in Column 4 is a weighted average sale price. The price range for the sale is $15.00 to $15.07. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The option vested in six equal installments every six months beginning on June 13, 2002.