Filing Details
- Accession Number:
- 0001209191-10-058778
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-07 12:35:27
- Reporting Period:
- 2010-12-06
- Filing Date:
- 2010-12-07
- Accepted Time:
- 2010-12-07 12:35:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340282 | Rosetta Resources Inc. | ROSE | Crude Petroleum & Natural Gas (1311) | 432083519 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1353626 | Harold Michael Hickey | 717 Texas Suite 2800 Houston TX 77002 | Vice Pres. & Gen'l Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-06 | 26,250 | $16.00 | 93,231 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-06 | 8,750 | $18.23 | 101,981 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-06 | 19,500 | $18.51 | 121,481 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-06 | 54,500 | $38.05 | 66,981 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option | Disposition | 2010-12-06 | 26,250 | $0.00 | 26,250 | $16.00 |
| Common Stock | Non-qualified Stock Option | Disposition | 2010-12-06 | 8,750 | $0.00 | 8,750 | $18.23 |
| Common Stock | Non-qualified Stock Option | Disposition | 2010-12-06 | 19,500 | $0.00 | 19,500 | $18.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-02-13 | 2015-08-01 | No | 4 | M | Direct |
| 0 | 2007-02-24 | 2016-02-24 | No | 4 | M | Direct |
| 500 | 2008-01-02 | 2017-01-03 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $38.05 to $38.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Options vested 25% at date of grant and 25% at each subsequent anniversary date.
- Options vested 25% on the first anniversary date of grant, 25% on second aniversary date of grant and 50% on third anniversary date of grant.
Billionaire Hedge Funds
