Filing Details
- Accession Number:
- 0001214659-10-003212
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-06 20:59:31
- Reporting Period:
- 2010-11-12
- Filing Date:
- 2010-12-06
- Accepted Time:
- 2010-12-06 20:59:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490161 | Ante5 Inc. | AFNC.PK | Services-Motion Picture & Video Tape Production (7812) | 272345075 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1290253 | Brad Berman | 10275 Wayzata Blvd. Minnetonka MN 55305 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-21 | 1,800,000 | $1.00 | 5,746,608 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-11-12 | 244,864 | $1.00 | 5,991,472 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-11-12 | 1,849 | $1.00 | 5,993,321 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Acquisiton | 2010-11-12 | 334,000 | $0.00 | 334,000 | $1.00 |
| Common Stock | Stock Options | Acquisiton | 2010-11-12 | 333,000 | $0.00 | 333,000 | $1.00 |
| Common Stock | Stock Options | Acquisiton | 2010-11-12 | 333,000 | $0.00 | 333,000 | $1.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,124,000 | 2011-11-12 | 2020-11-11 | No | 4 | A | Direct |
| 1,124,000 | 2012-11-12 | 2020-11-11 | No | 4 | A | Direct |
| 1,124,000 | 2013-11-12 | 2020-11-11 | No | 4 | A | Direct |
Footnotes
- Purchased by Mr. Berman's Individual Retirement Accounts.
- These shares include 5,192,604 shares owned directly by Mr. Berman, including 24,000 vested stock options, 163,500 shares owned by Mr. Berman's wife, and 637,217 shares owned by trusts for the benefit of Mr. Berman's children.
- Stock options granted to Mr. Berman are in consideration for services rendered.
Billionaire Hedge Funds
