Filing Details

Accession Number:
0001144204-10-065071
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-06 19:50:41
Reporting Period:
2010-12-02
Filing Date:
2010-12-06
Accepted Time:
2010-12-06 19:50:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1114220 Keryx Biopharmaceuticals Inc KERX Pharmaceutical Preparations (2834) 134087132
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1434718 Iii F James Oliviero C/O Keryx Biopharmaceuticals, Inc.
750 Lexington Avenue
New York NY 10022
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-12-02 107,623 $5.01 249,209 No 4 S Direct
Common Stock Disposition 2010-12-03 24,150 $5.06 225,059 No 4 S Direct
Common Stock Disposition 2010-12-06 3,600 $5.00 221,459 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Reflects the weighted average sale price. The range of prices for such transactions is $5.00 to $5.09. The reporting person effected multiple same-way open market sales transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Of the 249,209 shares, 221,459 are shares of restricted stock. In addition, Mr. Oliviero holds stock options to purchase up to 198,000 shares of common stock, of which 190,813 stock options are vested and exercisable.
  3. Reflects the weighted average sale price. The range of prices for such transactions is $5.05 to $5.10. The reporting person effected multiple same-way open market sales transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Of the 225,059 shares, 221,459 are shares of restricted stock. In addition, Mr. Oliviero holds stock options to purchase up to 198,000 shares of common stock, of which 190,813 stock options are vested and exercisable.
  5. Of the 221,459 shares, 221,459 are shares of restricted stock. In addition, Mr. Oliviero holds stock options to purchase up to 198,000 shares of common stock, of which 190,813 stock options are vested and exercisable.