Filing Details
- Accession Number:
- 0001144204-10-065071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-06 19:50:41
- Reporting Period:
- 2010-12-02
- Filing Date:
- 2010-12-06
- Accepted Time:
- 2010-12-06 19:50:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1114220 | Keryx Biopharmaceuticals Inc | KERX | Pharmaceutical Preparations (2834) | 134087132 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1434718 | Iii F James Oliviero | C/O Keryx Biopharmaceuticals, Inc. 750 Lexington Avenue New York NY 10022 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-02 | 107,623 | $5.01 | 249,209 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-03 | 24,150 | $5.06 | 225,059 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-06 | 3,600 | $5.00 | 221,459 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Reflects the weighted average sale price. The range of prices for such transactions is $5.00 to $5.09. The reporting person effected multiple same-way open market sales transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Of the 249,209 shares, 221,459 are shares of restricted stock. In addition, Mr. Oliviero holds stock options to purchase up to 198,000 shares of common stock, of which 190,813 stock options are vested and exercisable.
- Reflects the weighted average sale price. The range of prices for such transactions is $5.05 to $5.10. The reporting person effected multiple same-way open market sales transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Of the 225,059 shares, 221,459 are shares of restricted stock. In addition, Mr. Oliviero holds stock options to purchase up to 198,000 shares of common stock, of which 190,813 stock options are vested and exercisable.
- Of the 221,459 shares, 221,459 are shares of restricted stock. In addition, Mr. Oliviero holds stock options to purchase up to 198,000 shares of common stock, of which 190,813 stock options are vested and exercisable.