Filing Details
- Accession Number:
- 0001225208-14-011854
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-02 16:38:14
- Reporting Period:
- 2014-04-30
- Filing Date:
- 2014-05-02
- Accepted Time:
- 2014-05-02 16:38:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1489393 | Lyondellbasell Industries N.v. | LYB | Industrial Organic Chemicals (2860) | 980646235 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1500649 | Massimo Covezzi | 4Th Floor One Vine Street London X0 W1J 0AH | Svp Research & Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Acquisiton | 2014-04-30 | 47,991 | $13.11 | 131,859 | No | 4 | M | Direct | |
| Class A Ordinary Shares | Disposition | 2014-04-30 | 1,185 | $92.50 | 130,674 | No | 4 | F | Direct | |
| Class A Ordinary Shares | Disposition | 2014-04-30 | 47,991 | $91.49 | 82,683 | No | 4 | S | Direct | |
| Class A Ordinary Shares | Disposition | 2014-05-01 | 1,257 | $92.79 | 81,426 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Opt - Stock Option | Disposition | 2014-04-30 | 47,991 | $0.00 | 47,991 | $13.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-04-30 | No | 4 | M | Direct |
Footnotes
- The exercise of stock options and sale of the shares acquired upon exercise as well as the sale of shares upon vesting of the restricted stock units reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in February 2014.
- Includes 81,426 restricted stock units granted pursuant to the issuer's long-term incentive plan on April 30, 2010 that vest on April 30, 2015.
- This transaction was executed in multiple trades at prices ranging from $91.00 to $92.99. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option was originally granted on April 30, 2010 and vests in three equal installments on the 2nd, 3rd and 4th anniversaries of the date of grant.
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