Filing Details
- Accession Number:
- 0001225208-14-011831
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-02 16:29:28
- Reporting Period:
- 2014-04-30
- Filing Date:
- 2014-05-02
- Accepted Time:
- 2014-05-02 16:29:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1488775 | Clearbridge Energy Mlp Fund Inc. | CEM | () | 272282398 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 225602 | Massachusetts Mutual Life Insurance Co | 1295 State Street Springfield MA 01111 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Senior Secured Notes Series A Due 2026 | Acquisiton | 2014-04-30 | 17,750,000 | $1.00 | 17,750,000 | No | 4 | P | Direct | |
| Senior Secured Notes Series A Due 2026 | Acquisiton | 2014-04-30 | 2,500,000 | $1.00 | 2,500,000 | No | 4 | P | Indirect | By Babson Capital Management LLC |
| Senior Secured Notes Series A Due 2026 | Acquisiton | 2014-04-30 | 1,150,000 | $1.00 | 1,150,000 | No | 4 | P | Indirect | By C.M. Life Insurance company |
| Senior Secured Notes Series A Due 2026 | Acquisiton | 2014-04-30 | 3,600,000 | $1.00 | 3,600,000 | No | 4 | P | Indirect | By MassMutual Asia Limited |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Babson Capital Management LLC |
| No | 4 | P | Indirect | By C.M. Life Insurance company |
| No | 4 | P | Indirect | By MassMutual Asia Limited |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Senior Secured Notes Series A | 45,000,000 | Direct | |
| Senior Secured Notes Series B | 45,000,000 | Direct | |
| Senior Secured Notes Series D | 37,100,000 | Direct | |
| Senior Secured Notes Series A | 5,000,000 | Indirect | By C.M. Life Insurance company |
| Senior Secured Notes Series B | 5,000,000 | Indirect | By C.M. Life Insurance company |
| Senior Secured Notes Series D | 2,900,000 | Indirect | By MassMutual Asia Limited |
Billionaire Hedge Funds
