Filing Details
- Accession Number:
- 0001246360-14-002290
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-02 16:28:08
- Reporting Period:
- 2014-04-30
- Filing Date:
- 2014-05-02
- Accepted Time:
- 2014-05-02 16:28:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383803 | Jmp Group Inc. | JMP | Security Brokers, Dealers & Flotation Companies (6211) | 201450327 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398113 | A Joseph Jolson | 600 Montgomery Street, Suite 1100 San Francisco CA 94111 | Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-04-30 | 10,000 | $6.91 | 1,577,900 | No | 4 | P | Indirect | By Jolson 1991 Trust |
| Common Stock | Acquisiton | 2014-05-02 | 10,000 | $6.93 | 1,587,900 | No | 4 | P | Indirect | By Jolson 1991 Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Jolson 1991 Trust |
| No | 4 | P | Indirect | By Jolson 1991 Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 75,000 | Indirect | By Foundation |
| Common Stock | 71,448 | Direct | |
| Common Stock | 1,280,687 | Indirect | By Jolson 1996 Trust |
Footnotes
- Reflects shares of common stock held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.
- Reflects shares of common stock held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee.
Billionaire Hedge Funds
