Filing Details
- Accession Number:
- 0001225208-14-011827
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-02 16:27:20
- Reporting Period:
- 2014-04-30
- Filing Date:
- 2014-05-02
- Accepted Time:
- 2014-05-02 16:27:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1500096 | Kayne Anderson Midstreamergy Fund Inc. | KFM | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 225602 | Massachusetts Mutual Life Insurance Co | 1295 State Street Springfield MA 01111 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series E Senior Unsecured Notes | Acquisiton | 2014-05-01 | 1,000,000 | $1.00 | 1,000,000 | No | 4 | P | Indirect | By Babson Capital Management LLC |
| Series E Senior Unsecured Notes | Acquisiton | 2014-04-30 | 350,000 | $1.00 | 350,000 | No | 4 | P | Indirect | By MassMutual Asia Limited |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Babson Capital Management LLC |
| No | 4 | P | Indirect | By MassMutual Asia Limited |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| 4.00% Series C Senior Unsecured Notes Due 2022 | 14,250,000 | Direct | |
| Series A Mandatory Redeemable Preferred Shares | 306,000 | Direct | |
| Series A Senior Unsecured Notes Due 2016 | 10,200,000 | Direct | |
| Series B Mandatory Redeemable Preferred Shares | 570,000 | Direct | |
| Series B Senior Unsecured Notes Due 2018 | 14,450,000 | Direct | |
| Series D Unsecured Senior Notes | 36,500,000 | Direct | |
| Series D Unsecured Senior Notes | 3,500,000 | Indirect | By C.M. Life Insurance Company |
| Series A Mandatory Redeemable Preferred Shares | 54,000 | Indirect | By C.M. Life Insurance company |
| Series A Senior Unsecured Notes Due 2016 | 1,800,000 | Indirect | By C.M. Life Insurance company |
| Series B Senior Unsecured Notes Due 2018 | 2,550,000 | Indirect | By C.M. Life Insurance company |
| 4.00% Series C Senior Unsecured Notes Due 2022 | 750,000 | Indirect | By MassMutual Asia Limited |
| Series B Mandatory Redeemable Preferred Shares | 30,000 | Indirect | By MassMutual Asia Limited |
Billionaire Hedge Funds
