Filing Details

Accession Number:
0001091667-14-000109
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-02 16:23:18
Reporting Period:
2014-04-30
Filing Date:
2014-05-02
Accepted Time:
2014-05-02 16:23:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1091667 Charter Communications Inc. CHTR Cable & Other Pay Television Services (4841) 431857213
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1546356 Jonathan Hargis C/O Charter Communications, Inc.
400 Atlantic Street
Stamford CT 06901
Evp/Chief Marketing Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-04-30 26,666 $61.87 29,963 No 4 M Direct
Class A Common Stock Disposition 2014-04-30 26,666 $136.29 3,297 No 4 S Direct
Class A Common Stock Acquisiton 2014-04-30 3,334 $61.87 6,631 No 4 M Direct
Class A Common Stock Disposition 2014-04-30 3,334 $136.81 3,297 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Performance-Vesting Stock Options Disposition 2014-04-30 26,666 $61.87 26,666 $61.87
Class A Common Stock Time-Vesting Stock Options Disposition 2014-04-30 3,334 $61.87 3,334 $61.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-04-09 2022-04-09 No 4 M Direct
30,000 2014-04-09 2022-04-09 No 4 M Direct
Footnotes
  1. Exercise of portion of vested performance-vesting stock options granted on 4/9/2012 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan.
  2. Includes sale of stock options reported as exercised.
  3. Exercise of portion of vested time-vesting stock options granted on 4/9/2012 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.00 to $137.5, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.20 to $137.14, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.