Filing Details
- Accession Number:
- 0001187006-14-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-02 16:03:21
- Reporting Period:
- 2014-05-01
- Filing Date:
- 2014-05-02
- Accepted Time:
- 2014-05-02 15:03:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1471265 | Northwest Bancshares Inc. | NWBI | National Commercial Banks (6021) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187006 | J William Wagner | 100 Liberty Street Warren, PA 16365 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares Inc. Common Stock | Acquisiton | 2014-05-01 | 11,462 | $13.30 | 143,951 | No | 4 | P | Indirect | 401-K |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | 401-K |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Northwest Bancshares, Inc. Common Stock | 226,332 | Direct | |
| Northwest Bancshares, Inc. Common Stock | 170,992 | Indirect | Wife |
| Northwest Bancshares, Inc. Common Stock | 4,762 | Indirect | IRA |
| Northwest Bancshares, Inc. Common Stock | 5,840 | Indirect | Wife's IRA |
| Northwest Bancshares, Inc. Common Stock | 3,399 | Indirect | Trust For Daughter |
| Northwest Bancshares, Inc. Common Stock | 3,407 | Indirect | Trust For Son |
| Northwest Bancshares, Inc. Common Stock | 57,173 | Indirect | ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | $14.63 | 2014-04-24 | 2014-12-15 | 19,166 | 19,166 | Direct |
| Common Stock | Stock Options (Right to Buy) | $9.86 | 2007-01-18 | 2016-01-18 | 21,374 | 21,374 | Direct |
| Common Stock | Stock Options (Right to Buy) | $11.51 | 2008-01-17 | 2017-01-17 | 21,374 | 21,374 | Direct |
| Common Stock | Stocp Options (Right to Buy) | $11.12 | 2009-01-16 | 2018-01-16 | 21,375 | 21,375 | Direct |
| Common Stock | Stock Options (Right to Buy) | $9.79 | 2009-11-19 | 2018-11-19 | 21,374 | 21,374 | Direct |
| Common Stock | Stock Options (Right to Buy) | $7.48 | 2010-02-18 | 2019-02-18 | 21,374 | 21,374 | Direct |
| Common Stock | Stock Options (Right to Buy) | $11.49 | 2011-01-20 | 2020-01-20 | 19,000 | 19,000 | Direct |
| Common Stock | Stock Options (Right to Buy) | $12.12 | 2012-01-19 | 2021-01-19 | 19,000 | 19,000 | Direct |
| Common Stock | Stock Options (Right to Buy) | $12.32 | 2012-05-18 | 2021-05-18 | 100,000 | 100,000 | Direct |
| Common Stock | Stock Options (Right to Buy) | $11.70 | 2013-05-23 | 2022-05-23 | 24,000 | 24,000 | Direct |
| Common Stock | Stock Options (Right to Buy) | $12.44 | 2014-05-15 | 2023-05-15 | 24,000 | 24,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-12-15 | 19,166 | 19,166 | Direct |
| 2016-01-18 | 21,374 | 21,374 | Direct |
| 2017-01-17 | 21,374 | 21,374 | Direct |
| 2018-01-16 | 21,375 | 21,375 | Direct |
| 2018-11-19 | 21,374 | 21,374 | Direct |
| 2019-02-18 | 21,374 | 21,374 | Direct |
| 2020-01-20 | 19,000 | 19,000 | Direct |
| 2021-01-19 | 19,000 | 19,000 | Direct |
| 2021-05-18 | 100,000 | 100,000 | Direct |
| 2022-05-23 | 24,000 | 24,000 | Direct |
| 2023-05-15 | 24,000 | 24,000 | Direct |
Footnotes
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
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