Filing Details
- Accession Number:
- 0001209191-14-030581
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-02 14:51:58
- Reporting Period:
- 2014-05-01
- Filing Date:
- 2014-05-02
- Accepted Time:
- 2014-05-02 14:51:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1016125 | Ultimate Software Group Inc | ULTI | Services-Prepackaged Software (7372) | 650694077 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249668 | D Marc Scherr | 2000 Ultimate Way Weston FL 33326 | Vice-Chairman & Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2014-05-01 | 25,000 | $15.90 | 260,344 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2014-05-01 | 16,403 | $122.04 | 243,941 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2014-05-01 | 8,597 | $122.82 | 235,344 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2014-05-01 | 25,000 | $15.90 | 25,000 | $15.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-05-17 | 2015-05-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value | 35,000 | Indirect | GRAT |
Footnotes
- These shares previously reported as directly beneficially owned were transferred to a Grantor Retained Annuity Trust dated December 18, 2013.
- The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on February 14, 2014.
- The sales price represents the weighted average sales price ranging in price from $121.50 to $122.50. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The sales price represents the weighted average sales price ranging in price from $122.51 to $123.05. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The option vested in four equal installments on May 17, 2005, 2006, 2007 and 2008.
Billionaire Hedge Funds
