Filing Details

Accession Number:
0001209191-14-030472
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-02 11:18:39
Reporting Period:
2014-04-30
Filing Date:
2014-05-02
Accepted Time:
2014-05-02 11:18:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1221852 R Alex Lieblong P.o. Box 966
Conway AR 72033
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-04-30 59,341 $31.49 655,389 No 4 S Indirect By Key Colony Fund (hedge fund managing partner)
Common Stock Disposition 2014-05-01 18,000 $31.40 637,389 No 4 S Indirect By Key Colony Fund (hedge fund managing partner)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Key Colony Fund (hedge fund managing partner)
No 4 S Indirect By Key Colony Fund (hedge fund managing partner)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Restricted 1,333 Direct
Common Stock 393,692 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $3.08 1,069 1,069 Direct
Common Stock Stock Option $3.50 1,425 1,425 Direct
Common Stock Stock Option $3.92 2,138 2,138 Direct
Common Stock Stock Option $4.21 2,851 2,851 Direct
Common Stock Stock Option $8.60 2018-01-09 2,376 2,376 Direct
Common Stock Stock Option $4.92 3,564 3,564 Direct
Common Stock Stock Option $5.33 3,564 3,564 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,069 1,069 Direct
1,425 1,425 Direct
2,138 2,138 Direct
2,851 2,851 Direct
2018-01-09 2,376 2,376 Direct
3,564 3,564 Direct
3,564 3,564 Direct
Footnotes
  1. The option is exercisable in five equal annual installments and became exercisable on January 10, 2009.
  2. The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2000. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2000 and expires on December 31, 2010.
  3. The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2001. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2001 and expires on December 31, 2011.
  4. The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2002. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2002 and expires on December 31, 2012.
  5. The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2003. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2003 and expires on December 31, 2013.
  6. The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2004. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2004 and expires on December 31, 2014.
  7. The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2005. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.
  8. Restricted Stock granted on April 21, 2011 will vest in 33 1/3% installments over three years each April 21st.
  9. Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
  10. The reporting person had 1,333 shares vest since the last filing.