Filing Details
- Accession Number:
- 0001209191-14-030470
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-02 11:10:33
- Reporting Period:
- 2014-05-01
- Filing Date:
- 2014-05-02
- Accepted Time:
- 2014-05-02 11:10:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365246 | Tracy French | P.o. Box 966 Conway AR 72033 | Centennial Bank Regional Pres. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-01 | 1,000 | $31.44 | 39,085 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,961 | Indirect | By IRA |
| Common Stock - Performance Based | 4,000 | Direct | |
| Common Stock - Restricted | 11,000 | Direct | |
| Common Stock | 19,844 | Indirect | By 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $19.08 | 2023-04-17 | 20,000 | 20,000 | Direct | |
| Common Stock | Performance Stock Option | $5.54 | 2010-01-01 | 2016-03-13 | 40,000 | 40,000 | Direct |
| Common Stock | Stock Option | $17.25 | 2023-01-17 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-04-17 | 20,000 | 20,000 | Direct |
| 2016-03-13 | 40,000 | 40,000 | Direct |
| 2023-01-17 | 20,000 | 20,000 | Direct |
Footnotes
- The option is exercisable in five equal annual installments. The first installment became exercisable on January 18, 2014.
- Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
- The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 18, 2014.
- Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.
- The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.
- Restricted Stock granted on January 18, 2013 will "cliff" vest 100% three years from award date.
- Restricted Stock granted on January 17, 2014 will "cliff" vest 100% three years from award date.
- Includes 357.42 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
- The reporting person had 3,334 shares vest since the last filing.
Billionaire Hedge Funds
