Filing Details
- Accession Number:
- 0001209191-14-030432
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-01 21:10:47
- Reporting Period:
- 2014-04-30
- Filing Date:
- 2014-05-01
- Accepted Time:
- 2014-05-01 21:10:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1596946 | Quotient Ltd | QTNT | In Vitro & In Vivo Diagnostic Substances (2835) | 264719797 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409103 | Galen Partners V Lp | 680 Washington Blvd. Stamford CT 06901 | No | No | Yes | No | |
1409104 | Galen Partners International V Lp | 680 Washington Blvd. Stamford CT 06901 | No | No | Yes | No | |
1421162 | Galen Management, Llc | 680 Washington Blvd. Stamford CT 06901 | No | No | Yes | No | |
1605684 | Galen Partners V, L.l.c. | 680 Washington Blvd. Stamford CT 06901 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2014-04-30 | 312,500 | $8.00 | 5,679,502 | No | 4 | P | Indirect | See FN |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See FN |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Oridnary Shares | Warrant to Purchase Ordinary Shares (right to buy) | Acquisiton | 2014-04-30 | 312,500 | $0.00 | 250,000 | $8.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
312,500 | 2014-07-24 | 2015-10-25 | No | 4 | P | Indirect |
Footnotes
- The oridinary shares and warrants to purchase ordinary shares were acquired in connection with the purchase of an aggregate of 312,500 units, at a public offering price of $8.00 per unit. Each unit is comprised of one ordinary share and one warrant to purchase 0.8 ordinary shares at an exercise price of $8.80 per share. Galen Partners V LP ("Galen V") acquired 287,914 units and Galen Partners International V LP ("Galen International V") acquired 24,586 units.
- Includes 5,093,820 ordinary shares held of record by Galen V, 434,978 ordinary shares held of record by Galen International V and 150,704 ordinary shares held of record by Galen Management, LLC. Galen Parnters V, L.L.C. serves as the sole General Partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
- Includes 287,914 warrants to purchase 230,331 ordinary shares held of record by Galen V and 24,586 warrants to purchase 19,669 ordinary shares held of record by Galen International V.