Filing Details
- Accession Number:
- 0001490660-14-000093
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-01 17:26:06
- Reporting Period:
- 2014-04-29
- Filing Date:
- 2014-05-01
- Accepted Time:
- 2014-05-01 17:26:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490660 | Marketo Inc. | MKTO | Services-Prepackaged Software (7372) | 562558241 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1105624 | S Roger Siboni | 901 Mariners Island Blvd San Mateo CA 94404 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-04-29 | 5,000 | $2.74 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-29 | 4,000 | $26.14 | 1,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-29 | 1,000 | $27.12 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-04-30 | 5,000 | $2.74 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-30 | 4,400 | $26.40 | 600 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-30 | 600 | $27.12 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-04-29 | 5,000 | $0.00 | 5,000 | $2.74 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-04-30 | 5,000 | $0.00 | 5,000 | $2.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2021-10-03 | No | 4 | M | Direct | |
| 95,000 | 2021-10-03 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $26.00 to $26.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $27.02 to $27.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $26.00 to $26.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $27.03 to $27.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option is subject to an early exercise provision and is immediately exercisable. Beginning on November 4, 2011, 2,500 shares subject to the option vest monthly though October 4, 2014 and the remaining 25,000 shares vest ratably over the following twelve months.
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