Filing Details
- Accession Number:
- 0000091142-14-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-01 16:54:05
- Reporting Period:
- 2014-04-30
- Filing Date:
- 2014-05-01
- Accepted Time:
- 2014-05-01 16:54:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1532800 | Stephen Anderson | A. O. Smith Corporation 500 Tennessee Waltz Parkway Ashland City TN 37015 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-30 | 5,700 | $13.97 | 11,005 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-04-30 | 4,000 | $21.56 | 15,005 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-01 | 5,846 | $46.72 | 9,159 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-05-01 | 3,854 | $46.87 | 5,305 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2014-04-30 | 5,700 | $0.00 | 5,700 | $13.97 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2014-04-30 | 4,000 | $0.00 | 4,000 | $21.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
22,600 | 2011-02-08 | 2020-02-08 | No | 4 | M | Direct |
18,600 | 2012-02-07 | 2021-02-07 | No | 4 | M | Direct |