Filing Details
- Accession Number:
- 0001534424-14-000145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-01 16:07:23
- Reporting Period:
- 2014-04-30
- Filing Date:
- 2014-05-01
- Accepted Time:
- 2014-05-01 16:07:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
788920 | Pro Dex Inc | PDEX | Surgical & Medical Instruments & Apparatus (3841) | 841261240 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1478067 | John Nicholas Swenson | 3033 Excelsior Blvd., Ste. 560 Minneapolis MN 55416 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-30 | 317,231 | $1.90 | 1,037,984 | No | 4 | P | Indirect | By AO Partners I, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By AO Partners I, LP |
Footnotes
- The purchase was made in connection with the "Rights Offering," as further described in Issuer's Current Report on Form 8-K filed March 24, 2014.