Filing Details
- Accession Number:
- 0001246360-14-002242
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-05-01 16:00:08
- Reporting Period:
- 2014-02-03
- Filing Date:
- 2014-05-01
- Accepted Time:
- 2014-05-01 16:00:08
- Original Submission Date:
- 2014-02-03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278026 | D Theodore Crandall | 1201 South Second Street Milwaukee WI 53204 | Sr.vp And Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-03 | 200 | $46.16 | 85,791 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-03 | 200 | $115.03 | 85,591 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. Shares sold at prices ranging from $115.00 to $115.05. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 11/21/2013.
- Includes 200 shares that were originally reported as a separate transaction and inadvertantly omitted from the amount beneficially owned following the reported transaction.
- Includes 4,980 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Billionaire Hedge Funds
