Filing Details
- Accession Number:
- 0001209191-14-029988
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-30 19:03:47
- Reporting Period:
- 2014-04-28
- Filing Date:
- 2014-04-30
- Accepted Time:
- 2014-04-30 19:03:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1340652 | Chemocentryx Inc. | CCXI | Pharmaceutical Preparations (2834) | 943254365 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1423084 | J. Thomas Schall | C/O Chemocentryx, Inc. 850 Maude Avenue Mountain View CA 94043 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-28 | 18,233 | $0.60 | 2,166,900 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-04-28 | 18,233 | $5.33 | 2,148,667 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-04-29 | 14,041 | $0.60 | 2,162,708 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-04-29 | 14,041 | $5.46 | 2,148,667 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy | Disposition | 2014-04-28 | 18,233 | $0.00 | 18,233 | $0.60 |
Common Stock | Stock Option (right to buy | Disposition | 2014-04-29 | 14,041 | $0.00 | 14,041 | $0.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
41,767 | 2004-05-13 | 2014-05-13 | No | 4 | M | Direct |
27,726 | 2004-05-13 | 2014-05-13 | No | 4 | M | Direct |
Footnotes
- Excludes 40 shares that were inadvertently added to the Reporting Person's prior Form 4 filed on February 20, 2014
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Shares sold are associated with stock options which will expire in May 2014.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $5.07 to $5.60 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $5.31 to $5.52 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- As of April 28, 2014 and prior to this transaction, the option fully vested.