Filing Details
- Accession Number:
- 0001437749-14-007606
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-30 17:14:56
- Reporting Period:
- 2014-04-28
- Filing Date:
- 2014-04-30
- Accepted Time:
- 2014-04-30 17:14:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1005286 | Landec Corp | LNDC | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 943025618 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181155 | Fred Frank | C/O Landec Corporation 3603 Haven Avenue Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-28 | 10,000 | $7.50 | 302,635 | No | 4 | M | Indirect | Held by Trust |
Common Stock | Disposition | 2014-04-28 | 6,229 | $12.04 | 296,406 | No | 4 | M | Indirect | Held by Trust |
Common Stock | Disposition | 2014-04-28 | 22,104 | $12.06 | 274,302 | No | 4 | S | Indirect | Held by Trust |
Common Stock | Disposition | 2014-04-29 | 3,637 | $12.08 | 270,665 | No | 4 | S | Indirect | Held by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | Held by Trust |
No | 4 | M | Indirect | Held by Trust |
No | 4 | S | Indirect | Held by Trust |
No | 4 | S | Indirect | Held by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Right to Buy Non Qualified Stock Option | Disposition | 2014-04-28 | 10,000 | $7.50 | 10,000 | $7.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-09-30 | 2014-09-30 | No | 4 | X | Direct |
Footnotes
- Mr. Frank surrendered to the Issuer the right to receive an aggregate of 6,229 shares of Common Stock. Mr. Frank did not sell any shares of Common Stock in connection with the foregoing exercise.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.05 to $12.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.