Filing Details

Accession Number:
0001015780-14-000028
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-30 17:05:29
Reporting Period:
2014-04-28
Filing Date:
2014-04-30
Accepted Time:
2014-04-30 17:05:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015780 E Trade Financial Corp ETFC Savings Institution, Federally Chartered (6035) 942844166
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580536 A Karl Roessner 1271 Avenue Of The Americas
14Th Floor
New York NY 10020-1302
Evp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-04-28 9,203 $22.07 233,794 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Sale of common stock pursuant to a Rule 10b5-1 plan entered into on March 5, 2014.