Filing Details
- Accession Number:
- 0001209191-14-029900
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-30 16:31:06
- Reporting Period:
- 2014-04-28
- Filing Date:
- 2014-04-30
- Accepted Time:
- 2014-04-30 16:31:06
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1534505 | A. Thomas Ellman | 222 W. Adams St. Chicago IL 60606 | Evp & Pres., Rail N. America | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-28 | 4,500 | $36.40 | 12,903 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-04-28 | 3,443 | $65.10 | 9,460 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2014-04-28 | 6,200 | $16.69 | 15,660 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-04-28 | 3,750 | $65.10 | 11,910 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-04-29 | 3,507 | $65.08 | 8,403 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock-Settled Stock Appreciation Right | Disposition | 2014-04-28 | 4,500 | $0.00 | 4,500 | $36.40 |
Common Stock | Stock-Settled Stock Appreciation Right | Disposition | 2014-04-28 | 6,200 | $0.00 | 6,200 | $16.69 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-03-01 | 2015-02-28 | No | 4 | M | Direct |
0 | 2010-03-04 | 2016-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock 401(K) | 7,023 | Indirect | 401(k) |
Footnotes
- Represents the weighted average sale price. The highest price at which shares were sold was $65.285 and the lowest price at which shares were sold was $64.78.