Filing Details
- Accession Number:
- 0001140361-14-018023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-30 15:13:07
- Reporting Period:
- 2012-02-01
- Filing Date:
- 2014-04-30
- Accepted Time:
- 2014-04-30 15:13:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534643 | Permal Hedge Strategies Fund I | N/A | () | 453765979 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
704051 | Legg Mason, Inc. | 100 International Drive Baltimore MD 21202 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares | Acquisiton | 2012-02-01 | 1,990,000 | $10.00 | 2,000,000 | No | 4 | P | Direct | |
Shares | Disposition | 2013-01-01 | 2,067,218 | $0.00 | 951 | No | 4 | J | Direct | |
Institutional Shares | Acquisiton | 2013-01-01 | 2,065,312 | $0.00 | 2,065,312 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct |
Footnotes
- On February 1, 2012, the Reporting Person purchased $19,900,000.00 of Shares of the issuer at a price of $10.00 per share.
- On January 1, 2013, the Reporting Person exchanged 2,067,218 Shares for 2,065,312 Institutional Shares. As of January 1, 2013, the net asset value per Share was $10.51, and the net asset value per Institutional Share was $10.52. The remaining 951 Shares have been reclassified as an equal number of Service Shares.