Filing Details
- Accession Number:
- 0001127602-14-015600
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-30 15:00:47
- Reporting Period:
- 2014-04-29
- Filing Date:
- 2014-04-30
- Accepted Time:
- 2014-04-30 15:00:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
714530 | Newbridge Bancorp | NBBC | State Commercial Banks (6022) | 561348147 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1203000 | K Ramsey Hamadi | P. O. Box 18807 Greensboro NC 27419 | Sevp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-04-29 | 81 | $7.50 | 596 | No | 4 | P | Indirect | Deferred Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Deferred Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 57,196 | Direct | |
Class A Common Stock | 22,180 | Indirect | By 401(k) |
Class A Common Stock | 26,128 | Indirect | By IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | $0.00 | 2013-04-29 | 3,276 | 3,276 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2015-01-01 | 8,676 | 8,676 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2016-01-01 | 8,010 | 8,010 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2017-01-01 | 8,206 | 8,206 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2015-01-01 | 2,892 | 2,892 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2016-01-01 | 2,670 | 2,670 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
3,276 | 3,276 | Direct | |
8,676 | 8,676 | Direct | |
8,010 | 8,010 | Direct | |
8,206 | 8,206 | Direct | |
2,892 | 2,892 | Direct | |
2,670 | 2,670 | Direct |
Footnotes
- Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock upon vesting of the unit.
- The restricted stock units vest as follows: 100% on 1/1/2015 subject to the recipient's continued employment through the applicable vesting date.
- No expiration date.
- The restricted stock units vest as follows: (i) up to 50% on 1/1/2015, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016 and in each case subject to the recipient's continued employment through the applicable vesting date.
- The restricted stock units vest as follows: (i) up to 50% on 1/1/2016, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016 and in each case subject to the recipient's continued employment through the applicable vesting date.
- The restricted stock units vest as follows: (i) up to 50% on 1/1/2017, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2017 and in each case subject to the recipient's continued employment through the applicable vesting date.