Filing Details
- Accession Number:
- 0001575606-14-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-30 11:38:21
- Reporting Period:
- 2014-04-28
- Filing Date:
- 2014-04-30
- Accepted Time:
- 2014-04-30 11:38:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1575606 | B. Richard Seidel | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-28 | 2,500 | $12.95 | 5,000 | No | 4 | P | Indirect | By spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 21,405 | Direct |
Footnotes
- The Reporting Person disclaims beneficial ownership of these securities, which are owned by his spouse, except to the extent of any indirect pecuniary interest therein. This Form 4 shall not be deemed an admission that he is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.