Home > Insider Trading > Filing (0001127602-14-015525)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1568669	Pennymac Financial Services Inc.	PFSI	Mortgage Bankers & Loan Correspondents (6162)	800882793

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1469142	Matthew Botein	C/O Pennymac Financial Services, Inc. 6101 Condor Drive Moorpark CA 93021		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2014-04-25	200,000	$0.00	209,059	No	4	M	Direct
Class A Common Stock	Disposition	2014-04-28	14,800	$15.89	194,259	No	4	S	Direct
Class A Common Stock	Disposition	2014-04-29	8,900	$16.01	185,359	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC	Disposition	2014-04-25	200,000	$0.00	200,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
918,552	2013-11-05		No	4	M	Direct

Footnotes

Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial Services, Inc.'s initial public offering, and after the expiration of a lock-up agreement.
These common shares of beneficial interest were sold pursuant to a 10b5-1 plan.
The price reported is the weighted average price of multiple transactions at prices ranging from $15.85 to $16.04. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
The price reported is the weighted average price of multiple transactions at prices ranging from $15.88 to $16.11. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
The reported amount consists of 4,459 restricted share units and 180,900 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
N/A