Filing Details
- Accession Number:
- 0000754673-14-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-29 14:40:26
- Reporting Period:
- 2014-04-25
- Filing Date:
- 2014-04-29
- Accepted Time:
- 2014-04-29 14:40:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 754673 | Suffolk Bancorp | SUBK | National Commercial Banks (6021) | 112708279 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245763 | M Steven Cohen | C/O Suffolk Bancorp 4 West Second Street, Po Box 9000 Riverhead NY 11901 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Acquisiton | 2011-12-21 | 500 | $9.87 | 500 | No | 4 | J | Indirect | Spouse |
| Suffolk Bancorp Common Stock | Acquisiton | 2012-05-16 | 500 | $12.68 | 1,000 | No | 4 | J | Indirect | Spouse |
| Suffolk Bancorp Common Stock | Acquisiton | 2014-04-25 | 2,000 | $22.52 | 3,000 | No | 4 | P | Indirect | Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Indirect | Spouse |
| No | 4 | J | Indirect | Spouse |
| No | 4 | P | Indirect | Spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Suffolk Bancorp Common Stock | 4,520 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $18.14 | 2014-08-06 | 2023-08-06 | 1,667 | 1,667 | Direct |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $18.14 | 2015-08-06 | 2023-08-06 | 1,667 | 1,667 | Direct |
| Suffolk Bancorp Common Stock | Suffolk Bancorp Option | $18.14 | 2016-08-06 | 2023-08-06 | 1,666 | 1,666 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-08-06 | 1,667 | 1,667 | Direct |
| 2023-08-06 | 1,667 | 1,667 | Direct |
| 2023-08-06 | 1,666 | 1,666 | Direct |
Footnotes
- These shares represent shares owned by reporting person's spouse that were inadvertently omitted from reporting person's Form 3 filed on May 31, 2012.
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