Filing Details
- Accession Number:
- 0000717538-14-000049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-29 13:37:11
- Reporting Period:
- 2014-04-28
- Filing Date:
- 2014-04-29
- Accepted Time:
- 2014-04-29 13:37:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
717538 | Arrow Financial Corp | AROW | National Commercial Banks (6021) | 222448962 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184486 | L Thomas Hoy | Arrow Financial Corporation 250 Glen Street Glens Falls NY 12801 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-28 | 1,000 | $25.49 | 167,322 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-04-28 | 0 | $0.00 | 4,996 | No | 4 | J | Indirect | By Wife w/Broker |
Common Stock | Acquisiton | 2014-04-28 | 0 | $0.00 | 2,509 | No | 4 | J | Indirect | Wife's IRA |
Common Stock | Acquisiton | 2014-04-28 | 0 | $0.00 | 3,412 | No | 4 | J | Indirect | Irrec. Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | J | Indirect | By Wife w/Broker |
No | 4 | J | Indirect | Wife's IRA |
No | 4 | J | Indirect | Irrec. Trust |
Footnotes
- Following the reported transactions, total direct holdings include:66,789 shares held in a qualified retirement plans (IRA);97,771 shares held in a custody account;2,761 shares acquired under 401k account; and1 share held in DRIP and ESPP accounts.
- Amount of securities beneficially owned following reported transaction.