Filing Details
- Accession Number:
- 0000882184-14-000061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-28 17:30:46
- Reporting Period:
- 2014-04-28
- Filing Date:
- 2014-04-28
- Accepted Time:
- 2014-04-28 17:30:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
882184 | Horton D R Inc | DHI | Operative Builders (1531) | 752386963 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1592026 | V David Auld | 301 Commerce Street Suite 500 Fort Worth, TX 76102 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-28 | 25,767 | $21.60 | 25,767 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-04-28 | 72,000 | $14.50 | 97,767 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-04-28 | 24,000 | $9.03 | 121,767 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-04-28 | 24,000 | $9.97 | 145,767 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-04-28 | 107,014 | $22.63 | 38,753 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-04-28 | 25,767 | $21.60 | 25,767 | $21.60 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-04-28 | 72,000 | $14.50 | 72,000 | $14.50 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-04-28 | 24,000 | $9.03 | 24,000 | $9.03 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-04-28 | 24,000 | $9.97 | 24,000 | $9.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-04-29 | 2014-04-29 | No | 4 | M | Direct |
48,000 | 2009-02-11 | 2018-02-11 | No | 4 | M | Direct |
60,000 | 2010-02-09 | 2019-02-09 | No | 4 | M | Direct |
72,000 | 2012-09-02 | 2021-09-02 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The prices actually received ranged from $22.49 to $22.82. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Stock option has a 10-year term, vested as to 10% of the option grant amount on the first nine anniversary dates of April 29 and vests as to the remaining 10% 9.75 years after the option grant date of April 29, 2004. April 29, 2005 reflects the one-year anniversary date from the date of the stock option grant.
- Stock option has a 10-year term, vested as to 10% of the option grant amount on the first nine anniversary dates of February 11 and vests as to the remaining 10% 9.75 years after the option grant date of February 11, 2008. February 11, 2009 reflects the one-year anniversary date from the date of the stock option grant.
- Stock option has a 10-year term, vested as to 10% of the option grant amount on each of the first nine anniversary dates of February 9 and vests as to the remaining 10% 9.75 years after the option grant date of February 9, 2009. February 9, 2010 reflects the one-year anniversary date from the date of the stock option grant.
- Stock option has a 10-year term, vested as to 20% of the option grant amount on each of the first five anniversary dates of September 2. September 2, 2012 reflects the one-year anniversary date from the date of the stock option grant.